Criminal forms of high frequency trading on the financial markets.

Section 90(1) of the UK Financial Services Act 2012 criminalises the creation of a false or misleading impression in financial markets. In the absence of any criminal prosecutions under this section to date, the potential scope of the new criminal offence remains moot especially in the context of hi...

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Publicado en:Law & Financial Markets Review Vol. 9; no. 2; pp. 113 - 120
Autores principales: Fisher, Jonathan, Clifford, Anita, Dinshaw, Freya, Werle, Nicholas
Formato: Artículo
Publicado: Taylor & Francis Ltd 2015
Materias:
Acceso en línea:Ver este registro en EBSCOhost
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        atl: Criminal forms of high frequency trading on the financial markets.
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          Fisher, Jonathan
          Clifford, Anita
          Dinshaw, Freya
          Werle, Nicholas
        affil: London School of Economics
      su:
        United Kingdom
        Swift Trade Inc.
        United States. Dept. of Justice
        Crime
        Great Britain-United States relations
        Financial markets
        Order flow (Securities)
        Securities trading
      sug:
        subj:
          Crime
          United Kingdom
          Swift Trade Inc.
          United States. Dept. of Justice
          Securities Brokerage
          Investment Banking and Securities Dealing
          Securities and Commodity Exchanges
          Great Britain-United States relations
          Financial markets
          Order flow (Securities)
          Securities trading
      ab: Section 90(1) of the UK Financial Services Act 2012 criminalises the creation of a false or misleading impression in financial markets. In the absence of any criminal prosecutions under this section to date, the potential scope of the new criminal offence remains moot especially in the context of high frequency trading where market participants develop trading strategies using algorithmic computer programs which are designed to profit from very small movements in share prices which have been generated by a series of high-speed purchases and sales, or short sales and subsequent purchases. Notwithstanding the fact that section 90 does not reference high frequency trading, the statutory language is sufficiently broad to capture high frequency trading strategies where it can be shown that they have created a false or misleading impression as to the price or value of the company share which has been, or is being, traded.
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