THEORIES OF RISK: TESTING INVESTOR BEHAVIOR ON THE TAIWAN STOCK AND STOCK INDEX FUTURES MARKETS.

This article considers four utility functions-concave, convex, S-shaped, and reverse S-shaped-to analyze the behavior of different types of investors on the Taiwan stock index and its corresponding index futures. Using stochastic dominance (SD) rules, we show that the existence of all four investor...

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Publicado en:Economic Inquiry Vol. 54; no. 2; pp. 907 - 925
Autores principales: Clark, Ephraim, Qiao, Zhuo, Wong, Wing ‐ Keung
Formato: Artículo
Publicado: Wiley-Blackwell Apr2016
Materias:
Acceso en línea:Ver este registro en EBSCOhost
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        atl: THEORIES OF RISK: TESTING INVESTOR BEHAVIOR ON THE TAIWAN STOCK AND STOCK INDEX FUTURES MARKETS.
      aug:
        au:
          Clark, Ephraim
          Qiao, Zhuo
          Wong, Wing ‐ Keung
        affil:
          Professor, Middlesex University Business School, London UK
          Associate Professor, Faculty of Business Administration, University of Macau, Macau China
          Professor, Department of Economics, Hong Kong Baptist University, Hong Kong Hong Kong
      su:
        Taiwan
        Stock index futures
        Attitudes of capitalists & financiers
        Utility functions
        Utility theory
        Stochastic dominance
      sug:
        subj:
          Taiwan
          Stock index futures
          Attitudes of capitalists & financiers
          Utility functions
          Utility theory
          Stochastic dominance
      ab: This article considers four utility functions-concave, convex, S-shaped, and reverse S-shaped-to analyze the behavior of different types of investors on the Taiwan stock index and its corresponding index futures. Using stochastic dominance (SD) rules, we show that the existence of all four investor types is plausible. Risk averters prefer spot to futures, whereas risk seekers prefer futures to spot. Investors with S-shaped utility functions prefer spot (futures) to futures (spot) when markets move upward (downward). Investors with reverse S-shaped utility functions prefer futures (spot) to spot (futures) when markets move upward (downward). We show that both spot and futures markets can exist when only risk averters are present, but futures can dominate spot only if there is some risk-seeking behavior. These results are robust with respect to subperiods, spot returns including dividends, and diversification. ( JEL C14, G12, G15)
      pubtype: Academic Journal
      doctype: Article
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    language: English
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