Optimal Bandwidth Selection for Forecasting under Parameter Instability.

This article addresses practical issues associated with the use of the local estimator in forecasting models that are affected by parameter instability. We propose an approach to select the bandwidth parameter in the context of out-of-sample forecasting. Derived by minimizing the conditional expecte...

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Published in:Journal of Financial Econometrics Vol. 24; no. 2; pp. 1 - 32
Main Authors: Bai, Yu, Peng, Bin, Shi, Shuping, Yao, Wenying
Format: Article
Published: Oxford University Press / USA 2026
Subjects:
Online Access:View this record in EBSCOhost
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      dt: 2026
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        10.1093/jjfinec/nbag001
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        atl: Optimal Bandwidth Selection for Forecasting under Parameter Instability.
      aug:
        au:
          Bai, Yu
          Peng, Bin
          Shi, Shuping
          Yao, Wenying
        affil:
          Faculty of Finance, City University of Macau, Macau S.A.R., China
          Department of Econometrics and Business Statistics, Monash University, Caulfield, 3145, Australia
          Department of Economics, Macquarie University, North Ryde, 2109, Australia
          Melbourne Business School, University of Melbourne, Carlton, 3053, Australia
      su:
        Forecasting
        Adaptive estimation (Statistics)
        Monte Carlo method
        Bonds (Finance)
        Interest rate forecasting
        Kernel functions
      sug:
        subj:
          Forecasting
          Adaptive estimation (Statistics)
          Monte Carlo method
          Bonds (Finance)
          Interest rate forecasting
          Kernel functions
      keyword:
        bandwidth selection
        bond return predictability
        C14
        C51
        C53
        copyrightHolder:Oxford University Press
        copyrightYear:2026
        inLanguage:en
        kernel function
        local estimator
        publisher:Oxford University Press
        sameAs:https://dx.doi.org/10.1093/jjfinec/nbag001
        yield curve forecasting
        bandwidth selection
        bond return predictability
        C14
        C51
        C53
        copyrightHolder:Oxford University Press
        copyrightYear:2026
        inLanguage:en
        kernel function
        local estimator
        publisher:Oxford University Press
        sameAs:https://dx.doi.org/10.1093/jjfinec/nbag001
        yield curve forecasting
      ab: This article addresses practical issues associated with the use of the local estimator in forecasting models that are affected by parameter instability. We propose an approach to select the bandwidth parameter in the context of out-of-sample forecasting. Derived by minimizing the conditional expected end-of-sample loss, the selection procedure is shown to be asymptotically optimal. We also discuss the implications of the choice of kernel functions. The theoretical properties are examined through an extensive Monte Carlo study. Two empirical applications on forecasting excess bond returns and the yield curve demonstrate the superior forecasting performance of the local estimator with the proposed optimal bandwidth selection.
      pubtype: Academic Journal
      doctype: Article
      src: R
    language: English
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