Waiting for Enron: The Unstable Equilibrium of Auditor Independence Regulation.

A primary function of auditor independence regulation is to ensure that any financial incentives auditors may have to approve misleading or inaccurate accounting are outweighed by market and regulatory deterrents to compromising an auditor's independence. This article is an inquiry into the current...

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Publicado en:Journal of Law & Society Vol. 33; no. 3; pp. 388 - 421
Autor principal: Kershaw, David
Formato: Artículo
Publicado: Wiley-Blackwell Sep2006
Materias:
Acceso en línea:Ver este registro en EBSCOhost
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        au: Kershaw, David
        affil: Law Department, London School of Economics and Political Science, Houghton Street, London WC2A 2AE, England
      su:
        Auditors
        Accounting
        Monetary incentives
        Economic equilibrium
        Acquiescence (International law)
        United Kingdom
      sug:
        subj:
          United Kingdom
          Auditors
          Accounting
          Monetary incentives
          Economic equilibrium
          Acquiescence (International law)
      ab: A primary function of auditor independence regulation is to ensure that any financial incentives auditors may have to approve misleading or inaccurate accounting are outweighed by market and regulatory deterrents to compromising an auditor's independence. This article is an inquiry into the current state of this incentive equilibrium in the United Kingdom: the possible costs and benefits that may be incurred by auditors if they elect to acquiesce to management's demands to accept problematic accounting. It argues that the equilibrium position currently incentivizes a rational auditor to acquiesce. On the one hand, the article demonstrates that the recent evolution of audit firm revenue streams has provided auditors with a substantial incentive to compromise their independence and provided management with credible sanctions to pressurize them to do so. On the other hand, the article shows that regulatory and market costs of acquiescence do not counterbalance the benefits of acquiescence.
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    language: English
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