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vLex5431 |
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20190606133142.0 |
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m o d |
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cr un ---uuuua |
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|a 2019296170
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|a 9781642425765
|q (paperback)
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|a 57647
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|a UtOrBLW
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|b .S64 2019
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4 |
|a 346.73092
|2 23
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| 100 |
1 |
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|a Soderquist, Larry D.,
|d 1944-2005,
|e author.
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| 245 |
1 |
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|a Securities law /
|c by Larry D. Soderquist, Late Professor of Law, Vanderbilt University; Theresa A. Gabaldon, Lyle T. Alverson Professor of Law, George Washington University.
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| 250 |
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|a Sixth edition.
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| 264 |
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1 |
|a St. Paul, MN :
|b Foundation Press,
|c [2019]
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| 264 |
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|c ©2019
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| 300 |
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|a 1 online resource (xv, 232 pages)
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| 336 |
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|a text
|b txt
|2 rdacontent
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|a computer
|b c
|2 rdamedia
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| 338 |
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|a online resource
|b cr
|2 rdacarrier
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| 490 |
0 |
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|a Concepts and insights series
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| 504 |
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|a Includes bibliographical references and index.
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| 505 |
0 |
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|a What is a security -- World of securities law -- Business context of securities law -- What can be done during Securities Act registration -- How securities are registered under the Securities Act -- Exemptions from the registration requirements -- Resales by security holders -- Liability for violation of the Securities Act -- Commission's general exemptive authority and registration and reporting under the Exchange Act -- Proxy regulations -- Tender offers -- Fraud and related issues under Rule 10b-5, Sarbanes-Oxley, and the STOCK Act -- Liability for trading profits under Section 16(b) and Sarbanes-Oxley -- Exchange Act regulation of the securities business -- International aspects of securities law.
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| 650 |
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0 |
|a Securities
|z United States.
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| 700 |
1 |
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|a Gabaldon, Theresa A.,
|d 1954-
|e author.
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| 856 |
4 |
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|u http://vlex.com/source/57647
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