Securities law /
| Autores principales: | , |
|---|---|
| Formato: | Electrónico eBook |
| Lenguaje: | inglés |
| Publicado: |
St. Paul, MN :
Foundation Press,
[2019]
|
| Edición: | Sixth edition. |
| Colección: | Concepts and insights series
|
| Materias: | |
| Acceso en línea: | http://vlex.com/source/57647 |
Tabla de Contenidos:
- What is a security
- World of securities law
- Business context of securities law
- What can be done during Securities Act registration
- How securities are registered under the Securities Act
- Exemptions from the registration requirements
- Resales by security holders
- Liability for violation of the Securities Act
- Commission's general exemptive authority and registration and reporting under the Exchange Act
- Proxy regulations
- Tender offers
- Fraud and related issues under Rule 10b-5, Sarbanes-Oxley, and the STOCK Act
- Liability for trading profits under Section 16(b) and Sarbanes-Oxley
- Exchange Act regulation of the securities business
- International aspects of securities law.